AML Adviser for Australian Reporting Entities

 

Chartered Secretary (FGIA) and Certified AML Specialist (CAMS)
Member of Governance Institute of Australia and ACAMS

 

Discover More

AML Adviser

Anti-Money Laundering Adviser

  1. AML Independent Review
  2. AML Uplift
  3. AML Program (Part A and Part B)
  4. AML Training
  5. KYC Managed Service (s37)
  6. Reliance Provisions – initial due diligence (s37A(1)(b)
  7. Reliance Provisions – regular assessment (s37B)
  8. Cost of Independent Review is less than $10,000

KYC Agent

KYC Managed Service

  • Customer verification  (DVS+biometric+liveness)
  • Sanctions screening   (daily)
  • PEP + RCA + Adverse Media (daily)
  • Fraud monitoring (optional)
  • Credit check  (optional)

Identity Agent

 

  • DVS – Identity verification of individuals
  • VOI – Verification of Identity
  • POI – Proof of Identity
  • FVS – Facial verification for government departments
  • SSI  – Self-sovereign identity
  • Biometric – Biometric facial verification
  • NFC – Biometric identity verification using NFC

LEI  Registration Agent

Legal Entity Identifier

Purchase LEIs for:

All prices in AUD (Australian dollar)

Non-Executive Roles

 

  • Resident Director of foreign company
  • Non-Executive Director (NED)
  • Compliance Committee member
  • AML Committee member
  • Responsible Manager for AFSL
  • NED for retail CCIV

Managed Funds

Compliance Manager for Funds

  • Registration of MIS/ CCIV with ASIC
  • Compliance Plan monitoring
  • Compliance Committee reporting
  • Compliance sign off on PDS and marketing material

ABOUT US

We are a Chartered Secretary practice based in Sydney offering Compliance and AML Adviser services to Australian companies regulated by  AUSTRAC, ASIC, ARNECC and TPB. We are members of the Governance Institute of Australia,  ACAMS  and Official Registration Agent of Ubisecure RapidLEI.

 

Our clients include:

  • AFSL and ACL licensees regulated by ASIC
  • AML Reporting Entities regulated by AUSTRAC – fund managers, remitters, bullion dealers, pubs & clubs
  • Tranche 2 entities that will need to comply with AML from 2025 – lawyers, accountants, real estate agents, dealers in precious stones
  • Entities requiring Verification of Identity (VOI) to comply with ARNECC eg. Mortgage Brokers, Aggregators, Mortgagees, Conveyancers
  • Entities requiring Proof of Identity (POI) to comply with ATO/ TPB eg. Tax Agents, BAS Agents, Accountants
  • Entities who need a Legal Entity Identifier (LEI) to comply with ASIC CP 334 eg. fund managers, trustees, lenders, real estate trusts, MITs, SPVs

Please send us a message by completing the web form below.

CONTACT US